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New registration rules for "Municipal Advisors"

from Securities and Exchange Commission

The Securities and Exchange Commission has adopted rules establishing a permanent registration regime for "municipal advisors"; i.e., advisors state and local governments rely on to help them decide how and when to issue municipal bonds and how to invest proceeds from the sales. Before passage of the Dodd-Frank Act, municipal advisors were not required to register with the SEC, leaving many municipalities relying on advice from unregulated advisors, and they were often unaware of any conflicts of interest a municipal advisor may have had. more


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