The embarrassing and problematic launch of HealthCare.gov is nothing short of incomprehensible in our well-established technology driven world of commerce. How could it be that the U.S. government could not put up a functioning website to support applications and enrollment...
Join fellow FSP members for this free Webinar on Wednesday, October 29 at 12:00 noon, Eastern Time. Zachary Parker, MBA, CFP, 1st vice president – Income Distribution and Product Strategy with Securities America, will discuss...
Both state insurance regulators and corporate treasurers "are moving away" from enforcement actions against insurers, i.e., imposing huge fines and dictates on use of the Social Security Death Master File (DMF), on unclaimed property issues, a lawyer and former insurance...
While advisors focus their time on helping clients with long-term financial needs, only a small minority take the time to establish a plan for the future of their firms, according to TD Ameritrade. To help get advisors thinking about strategic planning, the company recently...
As of 2013, the number of registered financial advisor representatives with a FINRA-member firm was roughly 700,000. With this number steadily increasing year after year, your marketing strategies must do the same.
As of 2013, the number of registered financial advisor representatives with a FINRA-member firm was roughly 700,000. With this number steadily increasing year after year, your marketing strategies must do the same. Research proves that...
The Department of Labor is likely to hold broker-dealers who chase IRA rollovers to the same fiduciary standards that retirement advisors must meet. That was the prediction offered by ERISA attorney Fred Reish, who noted that, with an estimated $2 trillion in the 401(k)...
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