From Name:
From Email:
To Name:
To Email:

Optional Message:

SEC to toughen custody rules for broker-dealers

from ABC News

The top securities regulator said that she plans to hold broker-dealers more accountable for their customers' assets after Bernard Madoff duped his clients out of billions of dollars. "We are considering enhancing oversight of broker-dealer custody by providing new information and tools to regulatory examiners," Mary Schapiro said at an accounting conference. more

Powered by MultiBriefs
7701 Las Colinas Blvd., Ste. 800, Irving, TX 75063