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Impact of SEC Regulation on Day-to-Day Asset Management Operations

from CFA Society Chicaog

Wednesday, June 20, 2018
4:00 pm - 6:00 pm
Northern Trust, 50 S. LaSalle Street, (Global Conference Center, 1st floor), Chicago, IL 60603

Program Description:

Complying with regulatory requirements can have impacts far beyond accounting and reporting. At this event, attendees will get an overview of new SEC regulation coming into effect in 2018-2019 and learn how these new regulations will impact day-to-day operations. Attendees will also have the opportunity to ask questions during an open panel discussion. If you want to be prepared for the SEC’s new liquidity management rules (rule 22e.4), or mutual fund modernization requirements (monthly reporting form N-PORT), attend this presentation and panel discussion. more


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